If you’re looking for a career opportunity in the securities industry, you must pass the Securities Industry Essential (SIE) exam. This exam assesses your basic understanding of the securities sector, focusing on key concepts like trading, regulations, and different types of securities. In this guide, you’ll learn six effective exam preparation tips to pass the … Read more

Failed SIE exam? Don’t be too hard on yourself; the securities licensing exams aren’t designed to be too easy. Approximately a quarter of SIE exam takers fail in their first attempt. There are many hangs just behind the borderline, but the proper guidance will help them pass in the next attempt. This guide will teach … Read more

Securities Industry Essentials (SIE) is an introductory-level exam that assesses your basic knowledge of the securities industry. The SIE exam evaluates your understanding of securities products, associated risks, regulatory agencies, and prohibited practices. The Financial Industry Regulatory Authority (FINRA) conducts this exam, and its certification is valid for four years. The examination cost is $80, … Read more