This is our third SIE Practice Exam, which contains 25 challenging multiple-choice questions (MCQs). Our practice exam includes questions similar to those found on the FINRA Securities Industry Essentials exam.
After attempting these questions, try our fourth practice test. Our SIE Practice Exam 4 also contains 25 challenging questions from Overview of Regulatory Framework, Capital Markets, Products and their Risks, Trading, Customer Accounts, and Prohibited Activities.