Understanding Products and Their Risks

Understanding Products and Their Risks holds 44% weightage and 33 questions will be asked in the Securities Industry Essentials exam.

This section will teach you about equity securities, debt instruments, options, direct participation programs, exchange-traded funds (ETFs), hedge funds, and other products.

You’ll also learn the investment strategies and associated risks. We have covered all the topics separately. So, start your SIE preparation with the given sub-topics below.